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2000

SFC ANNUAL REPORT

Foreword from the Chairman

CONTENTS

I. PREFACE

II. INTRODUCTION TO THE COMMISSION

III. OVERVIEW OF SECURITIES MARKET REGULATIONS　

A. Primary Market Regulations

B. Supervision of Securities Firms

C. Supervision of the Secondary Market

D. Supervision of Securities Related Services

IV. REGULATION OF THE FUTURES INDUSTRY

V. MARKET SURVEYS AND INVESTMENT EDUCATION

VI. REGULATION OF ACCOUNTANTS

VII. SECURITIES & FUTURES AUDITING

VIII. INFORMATION MANAGEMENT AFFAIRS

IX. LEGAL AFFAIRS

X. GLOBALIZATION OF THE SECURITIES AND FUTURES MARKETS

XI. IMPORTANT EVENTS OF 2000