[ UP ]

2001

SFC ANNUAL REPORT

Foreword from the Chairman

CONTENTS

I.PREFACE

II. INTRODUCTION TO THE COMMISSION¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@¡@

III. OVERVIEW OF SECURITIES MARKET REGULATIONS

A.Primary Market Regulations

B.Supervision of Securities Firms¡@

C.Supervision of the Secondary Market

D.Supervision of Securities Related Services

IV.REGULATION OF THE FUTURES INDUSTRY

V.MARKET SURVEYS AND INVESTOR EDUCATION¡@¡@

VI.REGULATION OF ACCOUNTANTS

VII.SECURITIES & FUTURES AUDITING

VIII.INFORMATION MANAGEMENT AFFAIRS

IX.LEGAL AFFAIRS¡@¡@¡@¡@¡@

X.GLOBALIZATION OF THE SECURITIES AND FUTURES MARKETS¡@¡@¡@

XI.IMPORTANT EVENTS OF 2001