1.Date the fine was imposed: 15 May, 2020. 

2.Recipient of the fine: Concord Futures Corp. (hereinafter "Concord Futures") and its associated person Lin (hereinafter " Lin ").

3.Legal basis of the fine: Article 2, paragraph 2 , Article 55, subparagraph 21 and subparagraph 23 of the Regulations Governing Futures Commission Merchants. Article 16, paragraph 2 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants.

4.Facts of the violation and reasons: Lin has acted as an intermediary for software not belonging to Concord Futures, and made use of non-employees to carry out business relating to futures trading. All such facts were found to be in violation of futures regulations.

5.Resulting fine: An administrative fine of NT$240,000 was imposed on Concord Futures pursuant to Article 119, paragraph 1, subparagraph 2 of the Futures Trading Act; pursuant to Article 101, paragraph 1 of the same Act, Lin is suspend from performing futures trading business for 3 months.