I.  Penalty date: 2021.05.31
II.  Subject of punishment: Wong XX, former responsible person of Enterex.
III.  Legal reference for the punishment: Article 165-1 of the Securities and Exchange Act where Subparagraph 2 of Paragraph 3 under Article 36, Subparagraph 4 of Paragraph 1 under Article 178, and Article 179 of the same law, and Subparagraph 9 under Article 7 of the enforcement rules of the same law shall govern.
IV.  Act of defiance: The manufacturing facility of Yang Zhou Enterex Auto Parts Industrial Co., Ltd., a key subsidiary company, was seized by the authorities on 2021.01.04. The bank deposits of this firm were also frozen in the period of June to December of 2020 for reason of indebtedness to the suppliers. The aforementioned legal proceedings of the subsidiary inflicted significant influence on the continuing operation of Enterex. Yet, Enterex did not disclose these incidents at MOPS as information on materiality until 2021.03.11, 2021.03.16 and 2021.03.18, which was a violation of Article 165-1 of the Securities and Exchange Act where Subparagraph 2 of Paragraph 3 under Article 36 and Subparagraph 9 under Article 7 of the enforcement rules of the same law shall govern.
V.  Result of the ruling: the former responsible person of Enterex was sentenced to a fine amounting to NT$240,000 pursuant to Subparagraph 4 of Paragraph 1 under Article 178 and Article 179 of the Securities and Exchange Act.

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