1.Date the fine was imposed:August 17, 2020

2.Recipient of the fine: GTIC Gold Refinery (S) Co.,Ltd

3.Legal basis of the fine: Paragraphs 1(2) of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act

4.Facts of the violation and reasons: GTIC Gold Refinery (S) Co.,Ltd failed to complete the Q2 2019 financial statement in accordance with Paragraph 1(2) of Article 36 of the Securities and Exchange Act. 

5.Resulting fine: Sentenced to the fine, NT$240,000, in accordance with Paragraphs 1(2)  of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.