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Overview the cases of short-swing trading disgorgement in 2019Q2 taken by the Securities and Futures Investors Protection Center (SFIPC)

2019-07-12
In accordance with Article 157 of the Securities and Exchange Act, SFIPC urges the directors and supervisors of listed companies to exercise their right to claim for the disgorgement of short-swing trading of insiders; if no action has been taken, SFIPC shall have the right to claim for disgorgement on behalf of the company. The cases settled in 2019Q2 as follows:
1.From the second half of 1994 to the second half of 2018, a total of 7,985 cases of entitlement should be exercised, which should be included in the amount of NT$4,819,180,464.
2.In the second quarter of 2019, 18 cases were settled in the above-mentioned cases of exercising the right of disgorgement, and the amount was NT$16,630,058. Until to the second quarter of 2019, the total number of cases settled was 7,898, and the amount was NT$2,458,393,435; 87 cases have not been settled.
Visitor: 1681   Update: 2019-08-28
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