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Administrative Sanction

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2019/03 2019/02 2019/01
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No.
Topic
Date
1
Administrative Fine Is Imposed on the Responsible Person of......
2019-03-08
2
Administrative Fine Imposed on the Responsible Person of Gr......
2019-02-27
3
Punishment of Administrative Fine Imposed on the Responsibl......
2018-12-22
4
Concord Futures Corp. Sanctioned for Violation of Laws and ......
2018-12-11
5
DAH CHANG Futures Co., Ltd. Sanctioned for Violation of Law......
2018-11-29
6
SinoPac Futures Co., Ltd. Sanctioned for Violation of Laws ......
2018-10-30
7
Harvest Securities Investment Consulting Co.,Ltd. and Its A......
2018-10-30
8
Administrative Fine Imposed on the Responsible Person of D......
2018-10-18
9
Punishment of Administrative Fine Imposed on the Responsibl......
2018-10-16
10
Punishment of Administrative Fine Imposed on the Responsibl......
2018-10-16
11
E.SUN Securities Co., Ltd. Sanctioned for Violation of Laws......
2018-10-16
12
Punishment of Administrative Fine Imposed on the Responsibl......
2018-10-12
13
Punishment of Administrative Fine Imposed on the Responsibl......
2018-10-05
14
Administrative Fine Imposed on the Responsible Person of EN......
2018-09-06
15
Administrative Fine Imposed on the Responsible Person of Hs......
2018-08-13
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