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mainmenu
About the SFB
Greetings from the Director General, and a brief bio
Introduction
Organization
Divisions
Video
Location & Transportation
Bulletin Board
Press Release
News Clarification
Implementation of IFRSs
Important Policies
Personal Data Protection
Enforcement
Recruitment
Tendering Information
Class-Action Litigation Cases (Including Civil and Criminal Cases)
Newsletters
Foreign Portfolio Investment
The evaluation of tax-form expenditure law(Chinese version only)
Laws and Regulations
Regulations
Proposed Rules
Law Source Retrieving System of Stock Exchange and Futures Trading
FSC Laws and Regulations Retrieving System
Consultation Paper
Financial Information and Statistics
Market Statistics
Public Companies
Licensed Market Participants
Publications
Reference Information
Investors Information
Preventing Illegal Securities and Futures Practitioners
Investor Services & Protection
Investor Service Lines
Financial Education
Eligible Domestic or Foreign Futures Contracts in Accordance with Article 5 of the Futures Trading Act
Fee Structure of Onshore Funds and Offshore Funds
Anti-Money Laundering
Introduction to Taiwan Securities and Futures Market
Public Service
Application Services
Write to FSC
Employment Information
FAQ
Against Corruption Zone
Bilingual Glossary
Platform of Securities and Futures Data
Taiwan Securities and Futures Virtual Museum
Open Data of Securities and Futures Markets
Policies & Publications
Foreign Relations Documents
Regulations and Administrative Rules
Documents Relating to Administrative Guidance
Administration Plan
Statistics
Research Report
Budgets, Monthly and Annual Financial Reports
Decision of Administrative Appeals
Documents Related to Public Works and Procurements
Government Subsidies
Commission Meeting
Gender Mainstreaming
Lobbying Act
Public Policy Advertisement
Statement of Internal Control
Practice Sectors
Corporate Governance
Supervision of CPA
Major Deficiencies
Anti-Money Laundering and Countering Terrorism Financing of Securities and Futures Sector
New Southbound Policy Sector
Financial Investment of Repatriated Offshore Funds
Law Enforcement Report
COVID-19 Prevention
Press Release AND Regulations by FSC
FAQ of COVID-19 Prevention Operation by FSC
Write to FSC
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Local Organizations
International Organizations
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Administrative Sanction
Administrative Sanction
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2023/10
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1
Administrative Fine Imposed on Zheng○○Certified Public Acc......
2023-09-21
2
Administrative Fine Imposed on the Responsible Person of Sh......
2023-09-20
3
Sanction on Horizon Securities Co., Ltd. and Its Employee f......
2023-09-19
4
Administrative Fine Imposed on the Responsible Person of LE......
2023-09-13
5
Sanction on Cathay Futures for Violation of Futures Managem......
2023-08-31
6
Concord Futures Co., Ltd. Sanctioned for Violation of Laws ......
2023-08-21
7
Administrative Fine Imposed on the Responsible Person of CH......
2023-08-17
8
Administrative Fine Imposed on the Responsible Person of U......
2023-08-17
9
Administrative Fine Imposed on the Responsible Person of Ka......
2023-08-17
10
Sanction on Hua Nan Securities and Its Employee for Violati......
2023-08-08
11
Administrative Fine Imposed on the Responsible Person of ......
2023-08-08
12
Sanction on FundRich Securities for Violation of Securities......
2023-08-04
13
Administrative Fine Imposed on the Responsible Person of S......
2023-07-31
14
Administrative Fine Imposed on the Responsible Person of Sh......
2023-07-25
15
Administrative Fine Imposed on the Responsible Person of Th......
2023-07-25
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