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Administrative Sanction

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2019/06 2019/05 2019/04
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No.
Topic
Date
1
Punishment of Administrative Fine Imposed on the Responsibl......
2019-06-24
2
Administrative Fine Imposed on the Responsible Person of Ho......
2019-06-21
3
Administrative Fine Imposed on the Responsible Person of Ho......
2019-06-21
4
Administrative Fine Imposed on Responsible Person of Brogen......
2019-06-19
5
Administrative Fine Imposed on the Responsible Person of Fa......
2019-06-04
6
Punishment of Uni-President Assets Management Corp. and its......
2019-06-04
7
Administrative Fine Imposed on the Responsible Person of ......
2019-05-31
8
KGI Futures Co.,Ltd. and Its Former Associated Person Sanct......
2019-05-22
9
Administrative Fine Is Imposed on the Responsible Person of......
2019-03-26
10
Administrative Fine Is Imposed on the Responsible Person of......
2019-03-08
11
Administrative Fine Imposed on the Responsible Person of Gr......
2019-02-27
12
Punishment of Administrative Fine Imposed on the Responsibl......
2018-12-22
13
Concord Futures Corp. Sanctioned for Violation of Laws and ......
2018-12-11
14
DAH CHANG Futures Co., Ltd. Sanctioned for Violation of Law......
2018-11-29
15
SinoPac Futures Co., Ltd. Sanctioned for Violation of Laws ......
2018-10-30
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