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Administrative Sanction

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2018/07 2018/06 2018/05
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No.
Topic
Date
1
Capital Futures Co., Ltd. Sanctioned for Violation of Laws ......
2018-07-16
2
Administrative Fine Imposed on the Responsible Person of Na......
2018-07-05
3
First Securities Co.,Ltd. Sanctioned for Violation of Laws ......
2018-06-11
4
Punishment of Administrative Fine Imposed on the Responsibl......
2018-06-01
5
Punishment of Administrative Fine Imposed on the Responsibl......
2018-05-15
6
Administrative Fine Imposed on the Responsible Person of Me......
2018-05-01
7
Concord Futures Corp. Sanctioned for Violation of Laws and ......
2018-04-27
8
The Case Concerning the Punishments for the Responsible Per......
2018-04-23
9
Administrative Fine Imposed on the Responsible Person of Sh......
2018-04-16
10
Concord Futures Corp. Sanctioned for Violation of Laws and ......
2018-04-13
11
The Employee of Capital Futures Co., Ltd. Sanctioned for Vi......
2018-03-30
12
Capital Futures Co., Ltd. Sanctioned for Violation of Laws ......
2018-03-30
13
SinoPac Securities Co., Ltd. Sanctioned for Violation of La......
2018-03-28
14
Fine Imposed on the Responsible Person of Xxentria Technolo......
2018-03-14
15
Punishment of Administrative Fine imposed on the Responsibl......
2018-01-24
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