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Licensed Market Participants

Main Content
Lists of Licensed Market Participants:
 1.Securities Firms (2023-6-1, xlsx, ods)
 2.Futures Enterprises (2023-6-1, docx, odt)
 6.Credit Rating Agencies (2023-4-11, xlsx , ods)
Securities Firms:
 3.List of Application Filing and Business Commencement of OSU (2023-3-1, xlsx, ods)
 5.Regulatory Capital Adequacy Ratio and Risk Management Data of Securities Firms
  ● Risk Management Data of Securities Firms (Chinese version only)
 7.Securities Firms' Wealth Management Business  (Chinese version only)
Futures Commission Merchants (FCM):
 3.Futures Trust Fund Clear (Chinese version only)
Securities Investment Trust Enterprises & Securities Finance Enterprises:
Visitor: 39922   Update: 2023-06-05