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Licensed Market Participants

Main Content
Lists of Licensed Market Participants:
 1.Securities Firms (2019-10-29, xlsx, ods)
 2.Futures Enterprises (2019-12-01, docx, odt)
 3.Securities Investment Trust Enterprises (2019-11-01, doc, odt)
 4.Securities Investment Consulting Enterprises (2019-11-30, doc, odt)
 5.Securities Finance Enterprises (2019-11-01, doc, odt)
 6.Credit Rating Agencies (2018-02-27, xlsx , ods)
 
Securities Firms:
 3.List of Application Filing and Business Commencement of OSU (2019-11-05, xlsx, ods)
 5.Regulatory Capital Adequacy Ratio and Risk Management Data of Securities Firms
  ● Risk Management Data of Securities Firms (Chinese version only)
 
Futures Commission Merchants (FCM):
 3.Futures Trust Fund Clear (Chinese version only)
 
Securities Investment Trust Enterprises & Securities Finance Enterprises:
Visitor: 2956   Update: 2019-12-02