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Licensed Market Participants

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Lists of Licensed Market Participants:
 1.Securities Firms (2024-5-2, xlsx, ods)
 2.Futures Enterprises (2024-5-2, docx, odt)
 3.Securities Investment Trust Enterprises (2024-5-4, doc, odt)
 4.Securities Investment Consulting Enterprises(2024-5-1, xls, ods)
 5.Securities Finance Enterprises (2024-5-4, doc, odt)
 6.Credit Rating Agencies (2024-3-4, xlsx , ods)
 
Securities Firms:
 3.List of Application Filing and Business Commencement of OSU (2023-3-1, xlsx, ods)
 5.Regulatory Capital Adequacy Ratio and Risk Management Data of Securities Firms
  ● Risk Management Data of Securities Firms (Chinese version only)
 7.Securities Firms' Wealth Management Business  (Chinese version only)
 
Futures Commission Merchants (FCM):
 3.Futures Trust Fund Clear (Chinese version only)
 
Securities Investment Trust Enterprises & Securities Finance Enterprises:
Visitor: 51446   Update: 2024-05-09
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