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Licensed Market Participants

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Lists of Licensed Market Participants:
 1.Securities Firms (2021-9-1, xlsx, ods)
 2.Futures Enterprises (2021-9-7, docx, odt)
 6.Credit Rating Agencies (2018-2-27, xlsx , ods)
 
Securities Firms:
 3.List of Application Filing and Business Commencement of OSU (2021-6-2, xlsx, ods)
 5.Regulatory Capital Adequacy Ratio and Risk Management Data of Securities Firms
  ● Risk Management Data of Securities Firms (Chinese version only)
 
Futures Commission Merchants (FCM):
 3.Futures Trust Fund Clear (Chinese version only)
 
Securities Investment Trust Enterprises & Securities Finance Enterprises:
Visitor: 22103   Update: 2021-09-28
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