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Administrative Sanction

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Administrative Fine Imposed on the Responsible Person of Terawins, Inc. (Listed Company 3572)

1.Date the fine was imposed: July 5, 2019
2.Recipient of the fine: Terawins, Inc.
3.Legal basis of the fine: Paragraph 1(3) of Article 36 of the Securities and Exchange Act.
4.Facts of the violation and reasons: Terawins, Inc. failed to complete the regulatory filing of the overview of operations in April 2019 by May 10, 2019 and, therefore, should be held violating Paragraph 1(3) of Article 36 of the Securities and Exchange Act.
5.Resulting fine: Sentenced to the fine, NT$240,000, in accordance with Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.
Visitor: 12992   Update: 2019-07-30
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