1.Date the fine was imposed: November 18, 2019

2.Recipient of the fine: TAIWAN OSTOR CORP.

3.Legal basis of the fine: Paragraph 1(2) of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act

4.Facts of the violation and reasons: TAIWAN OSTOR CORP. failed to complete the regulatory filing of the financial statement, as reviewed by the CPA and submitted to the Board of Directors, within 45 days at the end of Q3 of 2019 and, therefore, should be held violating Paragraph 1(2) of Article 36 of the Securities and Exchange Act.

5.Resulting fine: Sentenced to the fine, NT$240,000, in accordance with Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.