Administrative Fine Imposed on the Responsible Person of Unity Opto Technology Co., Ltd. (Listed Company 2499)

1.Date the fine was imposed: April 1, 2020

2.Recipient of the fine: Unity Opto Technology Co., Ltd.

3.Legal basis of the fine: Paragraph 1(1) of Article 36, Paragraph   1(4) of Article 178, and Article 179 of the Securities and Exchange Act.

4.Facts of the violation and reasons: It was found that Unity Opto Technology Co., Ltd. failed to complete the regulatory filing of the financial statement for 2019.

5.Resulting fine: Sentenced to the fine, NT$240,000, in accordance with Paragraph 1(4) of Article 178 and Paragraph 179 of the Securities and Exchange Act.