Imposition of Fine on the Responsible Person of Enterex International Limited
2021-10-21
I. Date of the fine: October 21, 2021
II. Object of the fine: XX Wong, the responsible person of Enterex International Limited.
III. Legal basis for the fine: Article 165-1 of the Securities and Exchange Act, with the provisions of paragraph 6 of Article 14-2, paragraph 1, subparagraph 2 of Article 178 and Article 179 of the same Act applicable mutatis mutandis.
IV. Facts of violation: Enterex International Limited elected its current seven directors (including three independent directors) at its regular shareholders meeting on July 1, 2021. As of August 3, 2021, all three independent directors resigned, but no extraordinary general meeting was held for a by-election within 60 days from the date of occurrence; this has been verified to violate the provisions of Article 165-1 of the Securities and Exchange Act, with the provisions of paragraph 2, subparagraph 6 of Article 14 of the same Act applicable mutatis mutandis.
V. Fine imposed: A fine of NT$240,000 has been imposed on the responsible person of the company in accordance with paragraph 1, subparagraph 2 of Article 178 and Article 179 of the Securities and Exchange Act.
Contact unit: Section Chief Tsai, Corporate Finance Division, Securities and Futures Bureau
Tel: 02-2774-7126
If you have any questions, please write to: FSCMAIL
II. Object of the fine: XX Wong, the responsible person of Enterex International Limited.
III. Legal basis for the fine: Article 165-1 of the Securities and Exchange Act, with the provisions of paragraph 6 of Article 14-2, paragraph 1, subparagraph 2 of Article 178 and Article 179 of the same Act applicable mutatis mutandis.
IV. Facts of violation: Enterex International Limited elected its current seven directors (including three independent directors) at its regular shareholders meeting on July 1, 2021. As of August 3, 2021, all three independent directors resigned, but no extraordinary general meeting was held for a by-election within 60 days from the date of occurrence; this has been verified to violate the provisions of Article 165-1 of the Securities and Exchange Act, with the provisions of paragraph 2, subparagraph 6 of Article 14 of the same Act applicable mutatis mutandis.
V. Fine imposed: A fine of NT$240,000 has been imposed on the responsible person of the company in accordance with paragraph 1, subparagraph 2 of Article 178 and Article 179 of the Securities and Exchange Act.
Contact unit: Section Chief Tsai, Corporate Finance Division, Securities and Futures Bureau
Tel: 02-2774-7126
If you have any questions, please write to: FSCMAIL
Visitor：
10934
Update：
2021-10-26