Administrative Fine Imposed on the Responsible Person of ENG ELECTRIC CO., LTD. (Listed Company 8287)
2020-04-28
1.Date the fine was imposed: April 28, 2020
2.Recipient of the fine: ENG ELECTRIC CO., LTD.
3.Legal basis of the fine: Paragraph 1(1) of Article 36 , Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act.
4.Facts of the violation and reasons:ENG ELECTRIC CO., LTD. failed to have its CPA to re-review financial statements and complete the regulatory filing of said financial statements for the Q4 2019 in accordance with Jin-Guan-Zheng-Shen-Zi No. 1090337946 dated April 1, 2020.
5.Resulting fine:Sentenced to the fine for the responsible person of the company, NT$240,000, in accordance with Paragraphs 1(1) of Article 36, Paragraph 1(4) of Article 178 and Article 179 of the Securities and Exchange Act
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Update:
2020-04-29