● Securities Firms Promoters Regiester (
docx,
odt)
● Securities Firm Directors and Supervisors Registration Form (2019-10-28, Chinese version only,
xls ,
ods)
● Securities Firm Managers, Department Heads and Company Branch Responsible Persons Registration Form (
docx,
odt)
● Securities Introducing Brokers and Business Personnel Register & Declaration (
docx ,
odt)
