1.     Date of sanction: December 26, 2023
2.     Object of sanction: XX Lin, the person responsible for the act of LeadSun Greentech Corporation 
3.     Legal basis for the sanction: Subparagraph 2, paragraph 3, Article 36; subparagraph 4, paragraph 1, Article 178, and Article 179 of the Securities and Exchange Act, as well as paragraph 8, Article 7 of the Enforcement Rules of the same Act.
4.     Facts of violation: The board meeting of LeadSun Greentech Corporation on June 2, 2023 resolved to authorize the chairman of the board to handle the Penghu solar energy project turnkey solution let contract, and the company signed a contract awarding agreement on June 9, 2023 for a total contract price of NT$3.015 billion. The agreement is an important contract which has a major impact on the finance or business of the company as defined in paragraph 8, Article 7 of the Securities and Exchange Act Enforcement Rules, and therefore an announcement and filing shall have been made within two days from the date of occurrence of the fact according to subparagraph 2, paragraph 3, Article 36 of the Securities and Exchange Act. However, the company did not make an announcement and filing until June 9, 2023, and this is verified to have violated the provisions of subparagraph 2, paragraph 3, Article 36 of the Securities and Exchange Act.
5.     Penalty: A fine of NT$240,000 is imposed on the person responsible for the act of the company in accordance with subparagraph 4, paragraph 1, Article 178 and Article 179 of the Securities and Exchange Act.
 
Contact unit: Section Chief Hsieh, Corporate Finance Group, Securities and Futures Bureau
Tel: 02-2774-7100
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