Menu
Skip to main content block
FSC
BB
SFB
IB
FEB
:::
Home
|
sitemap
|
中文版
|
FAQ
|
Contact Us
|
Links
|
Bilingual Glossary
| Text Size:
S
M
L
Your browser does not seem to support JavaScript syntax, but it does not matter, where the JavaScript syntax does not affect the presentation of the content, If you need to select the font size, IE6 use the keyboard to hold down the ALT key + V → X → (G) the maximum (L) larger (M) (S) smaller (A) small, to select the appropriate text size , And IE7 or Firefox browser can use the keyboard Ctrl + (+) zoom (-) zoom to change the font size.
Search
Keyword
[
Advance
]
mainmenu
search
keysearch
Keyword
search_button
search
Home
About the SFB
Greetings from the Director General, and a brief bio
Introduction
Organization
Divisions
Video
Location & Transportation
Bulletin Board
Press Release
News Clarification
Implementation of IFRSs
Important Policies
Personal Data Protection
Enforcement
Recruitment
Tendering Information
Class-Action Litigation Cases (Including Civil and Criminal Cases)
Newsletters
Foreign Portfolio Investment
The evaluation of tax-form expenditure law(Chinese version only)
Laws and Regulations
Regulations
Proposed Rules
Law Source Retrieving System of Stock Exchange and Futures Trading
FSC Laws and Regulations Retrieving System
Consultation Paper
Financial Information and Statistics
Market Statistics
Public Companies
Licensed Market Participants
Publications
Reference Information
Investors Information
Preventing Illegal Securities and Futures Practitioners
Investor Services & Protection
Investor Service Lines
Financial Education
Eligible Domestic or Foreign Futures Contracts in Accordance with Article 5 of the Futures Trading Act
Fee Structure of Onshore Funds and Offshore Funds
Anti-Money Laundering
Introduction to Taiwan Securities and Futures Market
Public Service
Application Services
Write to FSC
Employment Information
FAQ
Against Corruption Zone
Bilingual Glossary
Platform of Securities and Futures Data
Taiwan Securities and Futures Virtual Museum
Open Data of Securities and Futures Markets
Policies & Publications
Foreign Relations Documents
Regulations and Administrative Rules
Documents Relating to Administrative Guidance
Administration Plan
Statistics
Research Report
Budgets, Monthly and Annual Financial Reports
Decision of Administrative Appeals
Documents Related to Public Works and Procurements
Government Subsidies
Commission Meeting
Gender Mainstreaming
Lobbying Act
Public Policy Advertisement
Statement of Internal Control
Practice Sectors
Corporate Governance
Supervision of CPA
Major Deficiencies
Anti-Money Laundering and Countering Terrorism Financing of Securities and Futures Sector
New Southbound Policy Sector
Financial Investment of Repatriated Offshore Funds
Law Enforcement Report
COVID-19 Prevention
Press Release AND Regulations by FSC
FAQ of COVID-19 Prevention Operation by FSC
Write to FSC
Related Links
Local Organizations
International Organizations
Government Agencies
中文版
mainmenu
About the SFB
Greetings from the Director General, and a brief bio
Introduction
Organization
Divisions
Video
Location & Transportation
Bulletin Board
Press Release
News Clarification
Implementation of IFRSs
Important Policies
Personal Data Protection
Enforcement
Recruitment
Tendering Information
Class-Action Litigation Cases (Including Civil and Criminal Cases)
Newsletters
Foreign Portfolio Investment
The evaluation of tax-form expenditure law(Chinese version only)
Laws and Regulations
Regulations
Proposed Rules
Law Source Retrieving System of Stock Exchange and Futures Trading
FSC Laws and Regulations Retrieving System
Consultation Paper
Financial Information and Statistics
Market Statistics
Public Companies
Licensed Market Participants
Publications
Reference Information
Investors Information
Preventing Illegal Securities and Futures Practitioners
Investor Services & Protection
Investor Service Lines
Financial Education
Eligible Domestic or Foreign Futures Contracts in Accordance with Article 5 of the Futures Trading Act
Fee Structure of Onshore Funds and Offshore Funds
Anti-Money Laundering
Introduction to Taiwan Securities and Futures Market
Public Service
Application Services
Write to FSC
Employment Information
FAQ
Against Corruption Zone
Bilingual Glossary
Platform of Securities and Futures Data
Taiwan Securities and Futures Virtual Museum
Open Data of Securities and Futures Markets
Policies & Publications
Foreign Relations Documents
Regulations and Administrative Rules
Documents Relating to Administrative Guidance
Administration Plan
Statistics
Research Report
Budgets, Monthly and Annual Financial Reports
Decision of Administrative Appeals
Documents Related to Public Works and Procurements
Government Subsidies
Commission Meeting
Gender Mainstreaming
Lobbying Act
Public Policy Advertisement
Statement of Internal Control
Practice Sectors
Corporate Governance
Supervision of CPA
Major Deficiencies
Anti-Money Laundering and Countering Terrorism Financing of Securities and Futures Sector
New Southbound Policy Sector
Financial Investment of Repatriated Offshore Funds
Law Enforcement Report
COVID-19 Prevention
Press Release AND Regulations by FSC
FAQ of COVID-19 Prevention Operation by FSC
Write to FSC
Related Links
Local Organizations
International Organizations
Government Agencies
:::
Bulletin Board
Press Release
News Clarification
Implementation of IFRSs
I.Roadmap toward IFRSs Adoption in Taiwan
II.Relevant Regulations
III.Propaganda Activity
IV.Related Links
Important Policies
Important Measures
Important policies, The Executive Yuan
The FSC Administrative Plan
Business Focus
Personal Data Protection
Enforcement
Major Sanction
Administrative Sanction
The sanctioned cases on the administration of shareholdings and stock affairs
SFB Enforcement Action List
Disciplinary actions and Sanctions against CPA
Recruitment
Tendering Information
Class-Action Litigation Cases (Including Civil and Criminal Cases)
Newsletters
Foreign Portfolio Investment
The evaluation of tax-form expenditure law(Chinese version only)
:::
HOME
Bulletin Board
Enforcement
Major Sanction
Major Sanction
print
Previous
If your browser does not support JavaScript, please press "ctrl + P" on your keyboard Print；If your browser does not support JavaScript, please press "alt + ←" on the keyboard Back
Main Content
Search:
Same day
Past week
2023/12
2023/11
2023/10
Date
:
~
Keyword
No.
Topic
Date
1
Sanction on JKO Asset Management for Violation of Futures......
2023-06-30
2
The Penalty Case for Daniel Securities Investment Consult......
2023-04-11
3
Financial Supervisory Commission imposes disciplinary san......
2021-04-22
4
A warning with a fine of NT$1.44 million is imposed on Si......
2021-03-04
5
Administrative Disposition Imposed on the Certified Publi......
2020-09-29
6
A warning is issued to and a fine of NT$1.2 million is im......
2020-04-21
7
Disciplinary Action on Eco Global Asset Management Co., L......
2020-01-21
8
Reliance Securities Co., Ltd. And its Employees Sanctione......
2019-10-23
9
Li-Cheng Securities Investment Consulting Co., Ltd. Sanct......
2019-07-16
1
1 / 1
If your browser can not support script, please select the number of pages
，
1
Visitor： 1073
Top
